A framework proposal: analysing studies of circular economy with the institutional theory
DOI:
https://doi.org/10.18472/SustDeb.v14n2.2023.49614Keywords:
Circular Economy, Institutional Theory, Integrative Literature Review, IsomorphismAbstract
This study proposes a framework to facilitate the Circular Economy (CE) implementation cases analysis from the Institutional Theory (IT) perspective. The development of this theoretical framework was based on the levels of operationalisation of the Circular Economy and the types of isomorphic changes. To demonstrate the framework's applicability, we present a matrix classifying 59 case studies into nine quadrants (3 x 3). Subsequently, the papers' contents were discussed, revealing strategies and practices for institutional behavioural change that drive CE implementation at the micro, meso, and macro levels. Therefore, the results of this work contribute not only to academia by introducing a new way of analysing CE case studies but also to managers by discussing implemented or ongoing implementation cases.
Downloads
References
ABUABARA, L.; PAUCAR-CACERES, A.; BURROWES-CROMWELL, T. Consumers’ values and behaviour in the Brazilian coffee-in-capsules market: promoting circular economy. International Journal of Production Research, v. 57, n. 23, p. 7269–7288, 2019. Available at: https://doi.org/10.1080/00207543.2019.1629664
ALLISON, A. L. et al. Barriers and enablers to buying biodegradable and compostable plastic packaging. Sustainability (Switzerland), v. 13, n. 3, p. 1–15, 2021. Available at: https://doi.org/10.3390/su13031463
AMELI, M.; MANSOUR, S.; AHMADI-JAVID, A. A simulation-optimization model for sustainable product design and efficient end-of-life management based on individual producer responsibility. Resources, Conservation and Recycling, v. 140, n. 1, p. 246–258, 2019. Available at: https://doi.org/10.1016/j.resconrec.2018.02.031
ANDREASI BASSI, S. et al. Extended producer responsibility: How to unlock the environmental and economic potential of plastic packaging waste? Resources, Conservation and Recycling, v. 162, n. 1, 105030, 2020. Available at: https://doi.org/10.1016/j.resconrec.2020.105030
AZNAR-SÁNCHEZ, J. A. et al. Identification of opportunities for applying the circular economy to intensive agriculture in Almería (South-East Spain). Agronomy, v. 10, n. 10, 2020. Available at: https://doi.org/10.3390/ agronomy10101499
BARDIN, L. Análise de Conteúdo. Edições 70, 2011.
BATISTA, L. et al. In search of a circular supply chain archetype – a content-analysis-based literature review. Production Planning and Control, v. 29, n. 6, p. 438–451, 2018. Available at: https://doi.org/10.1080/09537287 .2017.1343502
BOESEN, S.; BEY, N.; NIERO, M. Environmental sustainability of liquid food packaging: Is there a gap between Danish consumers’ perception and learnings from life cycle assessment? Journal of Cleaner Production, v. 210, p. 1193–1206, 2019. Available at: https://doi.org/10.1016/j.jclepro.2018.11.055
BOGUSZ, M. et al. The concept of zero waste in the context of supporting environmental protection by consumers. Energies, v. 14, n. 18, 2021. Available at: https://doi.org/10.3390/en14185964
BRASIL. Lei n. 12.305, de 2 de agosto de 2010. Institui a Política Nacional de Resíduos Sólidos, 2010.
BRUNO, G. et al. Decarbonization of the Cement Industry – Production of Solid Fuel From Non-Hazardous Waste.
Procedia Environmental Science, Engineering and Management, v. 7, n. 2, p. 277–286, 2020. CAMPBELL, J. L. Institutional Change and Globalization. In Princeton: University Press, 2004.
CASAREJOS, F. et al. Rethinking packaging production and consumption vis-à-vis circular economy: a case study of compostable cassava starch-based material. Journal of Cleaner Production, v. 201, p. 1019–1028, 2018. Available at: https://doi.org/10.1016/j.jclepro.2018.08.114
CERQUEIRA-STREIT, J. A.; OLIVEIRA, L. Contribuições da Gestão de Resíduos de Embalagens para a Economia Circular: uma revisão integrativa da literatura. XXIII SIMPOI - SIMPÓSIO DE ADMINISTRAÇÃO DA PRODUÇÃO, LOGÍSTICA E OPERAÇÕES INTERNACIONAIS. São Paulo-SP, 2022.
DACIN, T.; GOODSTEIN, J.; SCOTT, R. Institutional Theory and Institutional change: introduction to special research forum. Academy of Management Journal, v. 45, n. 1, p. 45–57, 2002.
DIMAGGIO, P. J.; POWELL, W. W. The Iron Cage Revisited: institutional isomorphism and collective rationality in organizational fields. American Sociological Review, v. 48, n. 2, p. 147–160, 1983. Available at: https://doi. org/10.2307/2095101
EMF. Ellen MacArthur Foundation. Towards the Circular Economy Vol. 1: Economic and business rationale for an accelerated transition. Ellen Macarthur Foundation, v. 1, p.1–96, 2013. Available at: https://doi. org/10.1162/108819806775545321
EVERINGHAM, P.; CHASSAGNE, N. Post Covid-19 ecological and social reset: moving away from capitalist growth models towards tourism as Buen Vivir. Tourism Geographies, v. 1, p. 1–12, 2020. Available at: https://doi.org/10 .1080/14616688.2020.1762119
EZEUDU, O. B.; EZEUDU, T. S. Implementation of circular economy principles in industrial solid waste management: case studies from a developing economy (Nigeria). Recycling, v. 4, n. 4, 2019. Available at: https://doi.org/10.3390/ recycling4040042
FAUSSONE, G. C. Transportation fuel from plastic: two cases of study. Waste Management, v. 73, p. 416–423, 2018. Available at: https://doi.org/10.1016/j.wasman.2017.11.027
FERRONATO, N. et al. Introduction of the circular economy within developing regions: a comparative analysis of advantages and opportunities for waste valorization. Journal of Environmental Management, v. 230, n. 1, p. 366–378, 2019. Available at: https://doi.org/10.1016/j.jenvman.2018.09.095
FISCHER, A.; PASCUCCI, S. Institutional incentives in circular economy transition: the case of material use in the Dutch textile industry. Journal of Cleaner Production, v. 155, p. 17–32, 2017. Available at: https://doi. org/10.1016/j.jclepro.2016.12.038
FITCH-ROY, O.; BENSON, D.; MONCIARDINI, D. All around the world: assessing optimality in comparative circular economy policy packages. Journal of Cleaner Production, v. 286, 125493, 2021. Available at: https://doi. org/10.1016/j.jclepro.2020.125493
FOSCHI, E.; D’ADDATO, F.; BONOLI, A. Plastic waste management: a comprehensive analysis of the current status to set up an after-use plastic strategy in Emilia-Romagna Region (Italy). Environmental Science and Pollution Research, v. 28, n. 19, p. 24328–24341, 2021. Available at: https://doi.org/10.1007/s11356-020-08155-y
FRIEDRICH, K. et al. Benchmark analysis for plastic recyclates in Austrian waste management. Detritus, v. 9, p. 105–112, 2020. Available at: https://doi.org/10.31025/2611-4135/2019.13869
FUSS, M.; BARROS, R. T. V.; POGANIETZ, W. R. The role of a socio-integrated recycling system in implementing a circular economy – The case of Belo Horizonte, Brazil. Waste Management, v. 121, p. 215–225, 2021. Available at: https://doi.org/10.1016/j.wasman.2020.12.006
GEISSDOERFER, M. et al. Circular business models: a review. Journal of Cleaner Production, v. 277, 123741, 2020. Available at: https://doi.org/10.1016/j.jclepro.2020.123741
GHISELLINI, P.; CIALANI, C.; ULGIATI, S. A review on circular economy: the expected transition to a balanced interplay of environmental and economic systems. Journal of Cleaner Production, v. 114, p. 11–32, 2016. Available at: https://doi.org/10.1016/j.jclepro.2015.09.007
GUARNIERI, P.; CERQUEIRA-STREIT, J.; BATISTA, L. Reverse logistics and the sectoral agreement of packaging industry in Brazil towards a transition to circular economy. Resources, Conservation and Recycling, v. 153, 104541, 2020. Available at: https://doi.org/10.1016/j.resconrec.2019.104541
GUERIN, T. F. Evaluating treatment pathways for managing packaging materials from construction of a solar photovoltaic power station. Waste Management and Research, v. 38, n. 12, p. 1345–1357, 2020. Available at: https://doi.org/10.1177/0734242X20939627
HARDING, C. et al. Design opportunities to reduce waste in operating rooms. Sustainability (Switzerland), v. 13, n. 4, p. 1–14, 2021. Available at: https://doi.org/10.3390/su13042207
HUSGAFVEL, R. et al. Forest sector circular economy development in Finland: a regional study on sustainability driven competitive advantage and an assessment of the potential for cascading recovered solid wood. Journal of Cleaner Production, v. 181, p. 483–497, 2018. Available at: https://doi.org/10.1016/j.jclepro.2017.12.176
JACOBI, N. et al. Providing an economy-wide monitoring framework for the circular economy in Austria: status quo and challenges. Resources, Conservation and Recycling, v. 137, p. 156–166, 2018. Available at: https://doi. org/10.1016/j.resconrec.2018.05.022
JANG, Y. C. et al. Recycling and management practices of plastic packaging waste towards a circular economy in South Korea. Resources, Conservation and Recycling, v. 158, 104798, 2020. Available at: https://doi. org/10.1016/j.resconrec.2020.104798
KAKADELLIS, S.; WOODS, J.; HARRIS, Z. M. Friend or foe: stakeholder attitudes towards biodegradable plastic packaging in food waste anaerobic digestion. Resources, Conservation and Recycling, v. 169, 2021. Available at: https://doi.org/10.1016/j.resconrec.2021.105529
KIRCHHERR, J.; REIKE, D.; HEKKERT, M. Conceptualizing the circular economy: an analysis of 114 definitions. Resources, Conservation and Recycling, v. 127, p. 221–232, 2017. Available at: https://doi.org/10.1016/j. resconrec.2017.09.005
KORHONEN, J.; HONKASALO, A.; SEPPÄLÄ, J. Circular Economy: the concept and its limitations. Ecological Economics, v. 143, p. 37–46, 2018. Available at: https://doi.org/10.1016/j.ecolecon.2017.06.041
KUO, T. C. et al. The circular economy of LCD panel shipping in a packaging logistics system. Resources, Conservation and Recycling, v. 149, p. 435–444, 2019. Available at: https://doi.org/10.1016/j.resconrec.2019.06.022
LASO, J. et al. Waste management under a life cycle approach as a tool for a circular economy in the canned anchovy industry. Waste Management and Research, v. 34, n. 8, p. 724–733, 2016. Available at: https://doi. org/10.1177/0734242X16652957
LASO, J. et al. Introducing the Green Protein Footprint method as an understandable measure of the environmental cost of anchovy consumption. Science of the Total Environment, v. 621, p. 40–53, 2018. Available at: https://doi. org/10.1016/j.scitotenv.2017.11.148
LUCIA, C.; PAZIENZA, P. Market-based tools for a plastic waste reduction policy in agriculture: a case study in the south of Italy. Journal of Environmental Management, v. 250, n. 1, 109468, 2019. Available at: https://doi. org/10.1016/j.jenvman.2019.109468
LÜDEKE-FREUND, F.; GOLD, S.; BOCKEN, N. A Review and Typology of Circular Economy Business Model Patterns. Journal of Industrial Ecology, v. 23, n. 1, p. 36–61, 2019. Available at: https://doi.org/10.1111/jiec.12763
MALISZEWSKA, M.; MATTOO, A.; MENSBRGGHE, D. The Potential Impact of Covid-19 on GDP and Trade A Preliminary Assessment. Policy Research Working Paper, v. 9211, p. 1–24, 2020.
MAROTTA, D. et al. Disposal and reuse in the circular economy: reduction of plastic materials in products of large- scale distribution. Procedia Environmental Science, Engineering and Management, v. 6, n. 1, p. 103–109, 2019.
MARRUCCI, L.; MARCHI, M.; DADDI, T. Improving the carbon footprint of food and packaging waste management in a supermarket of the Italian retail sector. Waste Management, v. 105, p. 594–603, 2020. Available at: https:// doi.org/10.1016/j.wasman.2020.03.002
MILIUTE-PLEPIENE, J.; PLEPYS, A. Does food sorting prevents and improves sorting of household waste? A case in Sweden. Journal of Cleaner Production, v. 101, p.182–192, 2015. Available at: https://doi.org/10.1016/j. jclepro.2015.04.013
MUNCK, L. et al. Em busca da sustentabilidade organizacional: a proposição de um framework. Revista Alcance, v. 20, n. 4, p. 460-477, 2013.
MURRAY, A.; SKENE, K.; HAYNES, K. The Circular Economy: an interdisciplinary exploration of the concept and application in a global context. Journal of Business Ethics, v. 140, n. 3, p. 369-380, 2017.
NIERO, M. et al. Combining Eco-Efficiency and Eco-Effectiveness for Continuous Loop Beverage Packaging Systems: lessons from the Carlsberg Circular Community. Journal of Industrial Ecology, v. 21, n. 3, p. 742–753, 2017. Available at: https://doi.org/10.1111/jiec.12554
NIMMEGEERS, P.; BILLEN, P. Quantifying the Separation Complexity of Mixed Plastic Waste Streams with Statistical Entropy: a plastic packaging waste case study in Belgium. ACS Sustainable Chemistry and Engineering, v. 9, n. 29, p. 9813–310, 2021. Available at: https://doi.org/10.1021/acssuschemeng.1c02404
NORTH, D. C. Institutions. Journal of Economic Perspectives, v. 5, n. 1, p. 97-112, 1991.
NORTH, D. C. La nueva economía institucional y el desarrollo. Fundes, 1994.
OLIVEIRA, C. T.; LUNA, M.; CAMPOS, L. Understanding the Brazilian expanded polystyrene supply chain and its reverse logistics towards circular economy. Journal of Cleaner Production, v. 235, p. 562–573, 2019. Available at: https://doi.org/10.1016/j.jclepro.2019.06.319
OYELOLA, O.; AJIBOSHIN, I.; OKEWOLE, J. Effective solid waste management in the circular economy: the case study of Lagos State, Nigeria. Procedia Environmental Science, Engineering and Management, v. 4, n. 3, p. 143– 148, 2017.
PLUSKAL, J. et al. Strategic decisions leading to sustainable waste management: separation, sorting and recycling possibilities. Journal of Cleaner Production, v. 278, 2021. Available at: https://doi.org/10.1016/j. jclepro.2020.123359
POLYGALOV, S. et al. Determination of the composition and properties of PET bottles: evidence of the empirical approach from Perm, Russia. Waste Management and Research, v. 39, n. 5, p. 720–730, 2021. Available at: https://doi.org/10.1177/0734242X211011222
PRINCIPATO, L. et al. Adopting the circular economy approach on food loss and waste: the case of Italian pasta production. Resources, Conservation and Recycling, v. 144, p. 82–89, 2019. Available at: https://doi. org/10.1016/j.resconrec.2019.01.025
ROCHE CERASI, I. et al. Household plastic waste habits and attitudes: a pilot study in the city of Valencia. Waste Management and Research, v. 39, n. 5, p. 679–689, 2021. Available at: https://doi.org/10.1177/0734242X21996415
ROITHNER, C.; RECHBERGER, H. Implementing the dimension of quality into the conventional quantitative definition of recycling rates. Waste Management, v. 105, p. 586–593, 2020. Available at: https://doi.org/10.1016/j. wasman.2020.02.034
RUBIO, S. et al. Effectiveness of extended producer responsibility policies implementation: the case of Portuguese and Spanish packaging waste systems. Journal of Cleaner Production, v. 210, p. 217–230, 2019. Available at: https://doi.org/10.1016/j.jclepro.2018.10.299
RUTKOWSKI, J. E. Inclusive packaging recycling systems: improving sustainable waste management for a circular economy. Detritus, v. 13, n. 314, p. 29–46. 2020. Available at: https://doi.org/10.31025/2611-4135/2020.14037
SCOTT, W. R. Unpacking institutional arguments. In: POWELL, W. W.; DIMAGGIO, P. J. The new institucionalism in organizational analysis, p. 164–182, 1991.
SELINA, M. et al. Wet-mechanical processing of a plastic-rich two-dimensional-fraction from mixed wastes for chemical recycling. Waste Management and Research, v. 39, n. 5, p. 731–743. Available at: https://doi. org/10.1177/0734242X21996435
SHEHABUDDEEN, N. et al. Management Representations and Approaches: exploring issues surrounding frameworks. Working Paper for BAM, Cambridge, 2000.
SIMOENS, M. C.; LEIPOLD, S. Trading radical for incremental change: the politics of a circular economy transition in the German packaging sector. Journal of Environmental Policy and Planning, v. 23, n. 6, p. 822–836, 2021. Available at: https://doi.org/10.1080/1523908X.2021.1931063
SOMPLÁK, R. et al. Implementation of circular economy through the mathematical programming for the complex system evaluation. Chemical Engineering Transactions, v. 76, p. 523–528, 2019. Available at: https://doi. org/10.3303/CET1976088
SUDDABY, R. Challenges for institutional theory. Journal of Management Inquiry, v. 19, n. 1, p.14–20, 2010. Available at: https://doi.org/10.1177/1056492609347564
Downloads
Published
How to Cite
Issue
Section
License
Copyright (c) 2023 Sustainability in Debate
This work is licensed under a Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 International License.
SUSTAINABILITY IN DEBATE – Copyright Statement
The submission of original scientific work(s) by the authors, as the copyright holders of the text(s) sent to the journal, under the terms of Law 9.610/98, implies in the concession of copyrights of printed and/or digital publication to the Sustainability in Debate Journal of the article(s) approved for publication purposes, in a single issue of the journal. Furthermore, approved scientific work(s) will be released without any charge, or any kind of copyright reimbursement, through the journal’s website, for reading, printing and/or downloading of the text file, from the date of acceptance for publication purposes. Therefore, the authors, when submitting the article (s) to the journal, and gratuitous assignment of copyrights related to the submitted scientific work, are fully aware that they will not be remunerated for the publication of the article(s) in the journal.
The Sustainability in Debate Journal is licensed under Creative Commons License – Non-Commercial-No-Derivation Attribution (Derivative Work Ban) 3.0 Brazil, aiming at dissemination of scientific knowledge, as indicated on the journal's website, which allows the text to be shared, and be recognized in regards to its authorship and original publication in this journal.
Authors are allowed to sign additional contracts separately, for non-exclusive distribution of the works published in the Sustainability in Debate Journal (for example, in a book chapter), provided that it is expressed the texts were originally published in this journal. Authors are allowed and encouraged to publish and distribute their text online, following publication in Sustainability in Debate (e.g. in institutional repositories or their personal pages). The authors expressly agree to the terms of this Copyright Statement, which will be applied following the submission and publishing by this journal.