The Regulatory Function of Contracts: Regulation and Private Autonomy in the Organization of Economic Power

Autores/as

  • Angelo Gamba Prata de Carvalho

Palabras clave:

contracts, regulatory function, hybrid contracts, relational contracts

Resumen

Purpose ”“ This paper identifies, amongst long-term contracts, its regulatory function, by way of applying a twofold interpenetration based on regulation and the theory of contracts.

Methodology/approach/design ”“ This paper consists in a literature review having as a background the perceptions of the New Institutional Economics, especially the works of Coase (1988) and Williamson (1979). In the field of the theories of regulation, the paper features Cary Coglianese’s (2003) work on management-based regulation, to be compared with the state of the art of the theory of contracts.

Findings ”“ The role of contracts on the governance of private relations goes far beyond the mere regulation of specific exchanges. The regulatory function of contracts, hence, is a powerful way to analyze long-term relations in order to overcome old and inadequate dogmatics.

Originality/value ”“ This paper suggests the regulatory function of contracts ”“ i.e., the role of contracts on structuring long-term relations ”“ is a fundamental asset on contractual analysis, since these agreements establish a truly new private ordering around legal obligations.

Descargas

Los datos de descargas todavía no están disponibles.

Biografía del autor/a

Angelo Gamba Prata de Carvalho

Advogado integrante do escritório Gustavo Tepedino Advogados. Bacharel e Mestrando em Direito na Universidade de Brasília. Professor voluntário da Faculdade de Direito da Universidade de Brasília. Membro do Grupo de Estudos Constituição, Empresa e Mercado (GECEM/UnB). Membro das Comissões de Direito Empresarial e de Direito do Agronegócio da Ordem dos Advogados do Brasil, Seção do Distrito Federal. Membro do Comitê de Brasília do Instituto Brasileiro de Estudos de Concorrência, Consumo e Comércio Internacional (IBRAC).

Citas

AGUIAR JR., Ruy Rosado. Contratos relacionais, existenciais e de lucro. Revista trimestral de direito civil. v. 12, n. 45, p. 91-110, jan./mar. 2011.
ALCHIAN, Armen; DEMSETZ, Harold. Production, information costs, and economic organization. The American economic review. v. 62, n. 5, p. 777-795, dez. 1972.
ARANHA, Marcio Iorio. Manual de direito regulatório: fundamentos de direito regulatório. 2.ed. Coleford: Laccademia Publishing, 2014.
ARAÚJO, Fernando. Teoria económica do contrato. Coimbra: Almedina, 2007.
ARROW, Kenneth. The Organization of Economic Activity: Issues Pertinent to the Choice of Market versus Non-market Allocation. The Analysis and Evaluation of Public Expenditures. v. 91, n. 1, 1969.
AZEVEDO, Álvaro Villaça. Teoria geral dos contratos típicos e atípicos. 2.ed. São Paulo: Atlas, 2004.
BACHMAN, Gregor. Optionsmodelle im Privatrecht. JuristenZeitung. v. 63, n. 1, p. 11-20, jan. 2008.
BANDEIRA, Paula Greco. Contrato Incompleto. São Paulo: Atlas, 2015.
BELLANTUONO, Giuseppe. The limits of contract law in the regulatory state. European Review of Contract Law. v. 6, n. 2, p. 115-142, 2010.
BIANCA, Cesare Massimo. Le autorità private. Nápoles: Cedam, 1977.
BOBBIO, Norberto. Teoria do ordenamento jurídico. 6.ed. Brasília: UnB, 1995.
BRAITHWAITE, John; COGLIANESE, Cary; LEVI-FAUR, David. Can regulation and governance make a difference? Regulation & Governance. v. 1, n. 1, p. 1-7, mar. 2007.
BRAUCHER, Jean. Contract versus contractarianism: the regulatory role of contract law. Washington & Lee Law Review. v. 47, 1990.
BROUSSEAU, Éric. Les contrats dans la coordination interentreprises: Les enseignements de quelques travaux récents d’économie appliquée. In: GAUDEAUX, Andreani; NAUD, D. L’enterprise, lieu de nouveaux contrats? Paris: L’Harmattan, 1996.
BROWNSWORD, Rober; VAN GESTEL, Rob A. J.; MICKLITZ, Hans-W. Introduction ”“ contract and regulation: changing paradigms. In: _______. Contract and regulation: a handbook on new methods of law making in Private Law. Chentenham: Esward Elgar, 2017.
BUCKLEY, Peter J.; MICHIE, Jonathan. Firms, organizations and contracts: a reader in industrial organization. Oxford: Oxford University Press, 1999.
CAFAGGI, Fabrizio. The regulatory functions of transnational commercial contracts: new architectures. Fordham International Law Journal. v. 36, p. 1557-1618, 2013.
COASE, Ronald. The firm, the market and the law [edição eletrônica]. Chicago: The University of Chicago Press, 1988.
COASE, Ronald. The nature of the firm. Economia: New Series. v. 4, n. 16, p. 386-405, nov. 1937.
COGLIANESE, Cary. Assessing consensus: the promise and performance of negotiated rulemaking. Duke Law Journal. v. 46, n. 6, p. 1255-1349, 1997.
COGLIANESE, Cary; LAZER, David. Management-based regulation: prescribing private management to achieve public goals. Law & Society Review. v. 37, n. 4, p. 691-730, dez. 2003.
COGLIANESE, Cary; NASH, Jennifer; OLMSTEAD, Todd. Performance-based regulation: prospects and limitations in health, safety, and environmental protection. Administrative Law Review. v. 55, p. 705-730, 2003.
COLLINS, Hugh. The law of contract. 4. ed. Londres: LexisNexis, 2003.
COLLINS, Hugh. Regulating contracts. Oxford: Oxford University Press, 2006.
COMPARATO, Fábio Konder. Franquia e Concessão de Venda no Brasil: da consagração ao repúdio? Revista de Direito Mercantil, Industrial, Econômico e Financeiro. n. 18, p. 53-65, 1975.
COUTO E SILVA, Clóvis V. A obrigação como processo. Rio de Janeiro: FGV, 2006.
CYERT, Richard M.; MARCH, James G. A behavioral theory of the firm. New Jersey: Prentice-Hall, 1969.
DAVIDSON, Nestor M. Relational contracts in the privatization of social welfare: the case of housing. Yale Law & Policy Review. v. 24, p. 263-316, 2006.
DIATHESOPOULOS, Michael. Relational contract theory and management contracts: a paradigm for the application of the theory of the norms. MPRA Papers. n. 24028, jul. 2010.
DORALT, Walther. Langzeitverträge. Tübingen: Mohr Siebeck, 2018.
DRUEY, Jean Nicolas. The path to the law: the difficult legal access of networks. In: AMSTUTZ, Marc; TEUBNER, Gunther. Networks: Legal issues of multilateral cooperation. Oxford: Hart Publishing, 2009.
ESTORNINHO, Maria João. A fuga para o direito privado: contributo para o estudo da actividade de direito privado da Administração Pública. Coimbra: Almedina, 1996.
FEMIA, Pasquale. Autonomia e autolegislazione. In: MAZZAMUTO, S.; NIVARRA, L. Giurisprudenza per principi e autonomia privata. Torino: Giapicchelli, 2017.
FORGIONI, Paula. Teoria geral dos contratos empresariais. 2.ed. São Paulo: Revista dos Tribunais, 2011.
FORGIONI, Paula. Contrato de distribuição. 2.ed. São Paulo: Revista dos Tribunais, 2008.
FRAZÃO, Ana. Direito da concorrência: pressupostos e perspectivas. São Paulo: Saraiva, 2017.
GALGANO, Francesco. Il contratto. 2.ed. Pádua: CEDAM, 2011.
GHESTIN, Jacques. La notion de contrat-cadre et les enjeux théoriques et pratiques qui s’y attachment. In: CREDA ”“ Centre de recherché sur le droit des affaires. Le contrat-cadre de distribution: enjeux et perspectives. Paris: CREDA, 1996.
GRAU, Eros Roberto. Um novo paradigma dos contratos? Revista da Faculdade de Direito da Universidade de São Paulo. v. 96, p. 423-433, 2001.
GRONDONA, Mauro. Poteri dei privati, fonti e transformazioni del diritto: all ricerca di un nuovo ordine concettuale. In: SIRENA, Pietro; ZOPPINI, Andrea. I poteri privati e il diritto della regolazione. Roma: RomaTre Press, 2018.
GRUNDMAN, Stefan. On the unity of private law from a formal to a substance-based concept of private law. European review of private law. v. 6, p. 1055-1078, 2010.
KLEIN, Benjamin. The economics of franchise contracts. Journal of corporate finance. v. 2, p. 9-37, 1995.
KÜNNEKE, Rolf; GROENEWEGEN, John; MÉNARD, Claude. Aligning modes of organization with technology: critical transactions in the reform of infrastructures. Journal of economic behavior & organization. v. 75, n. 3, p. 494-505, 2010.
LEIB, Ethan J. Contracts and friendships. Emory law journal. v. 59, p. 649-726, 2009.
LORENZETTI, Ricardo. Tratado de los contratos. Buenos Aires: Rubinzal-Culzoni, 1999.
MACAULAY, Stewart. The real and the paper deal: empirical pictures of relationships, complexity and the urge for transparent simple rules. In: CAMPBELL, David; COLLINS, Hugh; WIGHTMAN, John. Implicit dimensions of contract: discrete, relational and network contracts. Oxford: Hart Publishing, 2003.
MACAULAY, Stewart. Relational contracts floating on a sea of custom? Thoughts about the ideas of Ian Macneil and Lisa Bernstein. Northwestern University Law Review. v. 94, n. 3, p. 775-804, 2000.
MACNEIL, Ian. Relational contract: what we do and do not know. Wisconsin law review. v. 5, p. 483-525, 1985.
MACNEIL, Ian. Economic analysis of contractual relations: its shortfalls and the need for a “rich classificatory apparatus”. Northwestern University Law Review. v. 75, n. 6, p. 1018-1063, 1981.
MÉNARD, Claude. The economics of hybrid organizations. Journal of institutional and theoretical economics. v. 160, n. 3, p. 345-376, set. 2004.
MÉNARD, Claude. Le pilotage des formes organisationelles hybrides. Révue economique. v. 48, n. 3, p. 741-750, maio 1997.
MÉNARD, Claude; KLEIN, Peter G. Organization issues in the agrifood sector: toward a comparative approach. American Journal of Agriciultural Economics. v. 86, n. 3, p. 750-755, ago. 2004.
MÉNARD, Claude; NUNES, Rubens; SILVA, Vivian Lara dos Santos. Introdução à teoria das organizações. In: MÉNARD, Claude et al. Economia das organizações: formas plurais e desafios. São Paulo: Atlas, 2014.
NEGREIROS, Teresa. Teoria do contrato: novos paradigmas. Rio de Janeiro Renovar, 2006.
PELA, Juliana Krueger. Inadimplemento eficiente (efficient breach) nos contratos empresariais. Cadernos do Programa de Pós-graduação Direito UFRGS. v. 11, n. 2, p. 77-88, 2016.
PEREIRA, Caio Mario da Silva. A nova tipologia contratual no direito brasileiro. In: _______. Instituições de direito civil. 17.ed. Rio de Janeiro: Forense, 2013.
REICH, Norbert. Transformation of contract law and civil justice in the new EU member countries - the example of the Baltic States, Hungary and Poland. Penn State International Law Review. v. 23, n. 3, p. 587-623, 2005.
ROPPO, Enzo. O contrato. Coimbra: Almedina, 2009.
SIDAK, J. Gregory; SPULBER, Daniel F. Deregulatory takings and breach of the regulatory contract. New York University Law Review. v. 71, n. 4, p. 851-999, out. 1996.
TEPEDINO, Gustavo. Normas constitucionais e direito civil. Revista da Faculdade de Direito de Campos. v. 4, n. 4, p. 167-175, 2003-2004.
TEUBNER, Gunther. In the blind spot: the hybridization of contracting. Theoretical inquiries in law. v. 8, n. 1, p. 51-71, 2006.
TEUBNER, Gunther. Hybrid arrangements as de-paradoxifiers: comment. Journal of institutional and theoretical economics. v. 152, n. 1, p. 59-64, mar. 1996.
TEUBNER, Gunther. The many-headed Hydra: networks as higher order collective actors. In: MCCAHERY, Joseph; PICCIOTTO, Sol; SCOTT, Colin. Corporate control and accountability: changing structures and the dynamics of regulation. Oxford: Clarendon Press, 1993.
TEUBNER, Gunther. Beyond contract and organization? The external liability of franchising systems in German Law. In: JOERGES, Christian. Franchising and the law: das Recht des Franchising. Baden: Nomos, 1991.
TEUBNER, Gunther; HUTTER, Michael. The parasitic role of hybrids. Journal of institutional and theoretical economics. v. 149, n. 4, p. 706-715, dez. 1993.
VASCONCELOS, Pedro Pais. Contratos atípicos. Coimbra: Almedina, 1999.
VÉKÁS, Lajos. Contract in a rapidly changing institutional environment. Journal of institutional and theoretical economics. v. 152, n. 1, p. 40-54, mar. 1996.
WILHELMSSON, Thomas. Critical studies in private law: a treatise on need-rational principles in modern law. Dordrecht: Springer, 1992.
WILLIAMSON, Oliver. The lens of contract: private ordering. The American economic review. v. 92, n. 2, p. 438-443, maio 2002.
WILLIAMSON, Oliver. Calculativeness, trust, and economic organization. Journal of law and economics. v. 36, n. 1, p. 453-486, abr. 1993.
WILLIAMSON, Oliver. Comparative economic organization: the analysis of discrete structural alternatives. Administrative science quarterly. v. 36, n. 2, p. 269-296, jun. 1991.
WILLIAMSON, Oliver. The economic institutions of capitalism: firms, markets, relational contracting. Nova Iorque: The Free Press, 1985.
WILLIAMSON, Oliver. Markets and hierarchies: analysis and antitrust implications. Nova Iorque: Macmillan, 1975.
ZYLBERSTAJN, Décio. Papel dos contratos na coordenação agro-industrial: um olhar além dos mercados. Revista de economia e sociologia rural. v. 43, n. 3, p. 385-420, jul./set. 2005.

Publicado

2019-05-05

Cómo citar

CARVALHO, Angelo Gamba Prata de. The Regulatory Function of Contracts: Regulation and Private Autonomy in the Organization of Economic Power. Revista de Direito Setorial e Regulatório, [S. l.], v. 5, n. 1, p. 91–114, 2019. Disponível em: https://periodicos.unb.br/index.php/rdsr/article/view/24508. Acesso em: 21 nov. 2024.